Attachment VII
AP-6 Research Advance Reconciliation Form Instructions
Principal Investigator’s Responsibilities
1. Safeguard
all cash and
cash equivalents received
under the
advance.
2. Collect and
submit all required
documentation
(i.e., receipts, receipt acknowledgments, etc.)
3. Complete an
AP-6
Research
Advance
Reconciliation Form to
clear out actual expenditures against your advance within 30
days of the
Use
of
Funds end date.
4. Unused funds must be
deposited at the
Student Business Services
Office. (Deposit information
GL 101120
Fund 2025031000.) The deposit receipt must be included as support on
the
Form AP-6 to
be submitted within 30
days of the Use of Funds end
date.
5. Past due
advances (any
30 days past Use of Funds end
date) will prohibit additional advances being
received
by the requestor.
6. Unsubstantiated amounts or expenses not in
compliance
with
university
policy
are
the
responsibility of the principal investigator.
Field Instructions
1. |
P.I. (Principle Investigator) |
Enter the name of the principal investigator responsible
for the advance request. |
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2. |
SAP Vendor No. |
Enter the vendor number assigned in
the
accounting system for the
requesting
investigator. Refer
to the Vendor Maintenance website for instructions on requesting a number or
identifying an existing number. |
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3. |
Advance Type |
Select the appropriate type
of advance
received: |
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|
a. One Time |
Intended for projects where
a relatively
moderate advance was needed for a
short time frame. |
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|
b. Human Subjects |
Intended for one-time advances where study participants (human subjects) was awarded
cash or
cash equivalents for their participation. |
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|
c. Revolving |
Intended for situations where
a relatively
large
advance was needed
for a relatively
long period
of time. Advance was split into
several payments during this period. |
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|
d. Number |
Enter the number of payments a revolving advance
was disbursed. |
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4. |
Project |
Enter the research project name for which the funds were
used. |
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5. |
Use of Funds End Date |
Enter the ending
date of the
Use
of Funds related to
these expenditures. |
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6. |
Funds Commitment |
Enter the SAP number assigned by
the
Accounts Payable Office when
the
advance
was issued. |
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7. |
Human Subjects Reconciliation |
For each different monetary level given
to the participants, provide the number
given for each |
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|
|
award amount and the award amount. |
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|
In Other, list any other expenditure
not tied to
an award amount. |
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|
|
In Less Advance Requested, enter the
amount advanced for human subjects. |
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|
|
In Balance, if research
is complete
and balance is positive the
amount is owed to
the
employee.
If
negative, the
amount is owed to
Texas State.
Attach
deposit receipt and
check the
box to
indicate receipt is attached. Deposit information
is listed.
Pending balance
is
the amount to be
reconciled in the future as expenses are incurred. |
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|
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8. Research Expense Reconciliation |
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a. |
Total Itemized Expenses |
Enter the total amounts of expenses listed in
the
Expense Itemization Sheets attached. |
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b. |
Total of Prior Reconciliations |
Enter the amount submitted and reconciled in
prior AP-06, if this
is
a revolving advance. |
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c. |
Total Expenses To Date |
Sum of the two amounts above. |
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d. |
Less Total Amount Advanced |
Enter the advance
amount(s) received
in total for this project. |
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e. |
Balance/Pending Balance |
Calculated balance of amounts
either requiring
future AP-6 reconciliations (research
ongoing) or a deposit. If research
is complete
and balance is positive the
amount is owed
to the employee. If negative, the amount is owed
to Texas State.
Attach
deposit receipt and
check the
box to indicate receipt is attached. Deposit information
is listed. |
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9. |
|
Funding Source(s) |
Funding source should match
the
source(s) provided
on the advance
form. |
|
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|
a. |
Cost Center |
Enter the SAP cost center number. |
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|
b. |
Fund |
Enter the SAP fund number. |
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|
c. |
Internal Order |
Enter the SAP grant, funded
program or statistical order number. |
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|
d. |
Amount |
Enter the expenditure amount to be
charged
to each funding
source combination. |
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10. |
Approvals |
Obtain the appropriate approvals. If the approver is
the
requesting
investigator, approval is
required
from at least one
level higher than the
investigator. |
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|
Principal Investigator |
Required. |
|
b. |
Academic Chair |
If the amount exceeds $2,500.00 |
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c. d. |
Academic Dean Office of Sponsored Programs |
If the amount exceeds $10,000.00 Required for sponsored
projects |
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e. |
AVP for Research |
Required for human subject advances and research
enhancement projects only |
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f. |
Tax Specialist Review |
Required for 1099 review compliance |
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Effective 1/01/13